Compliance Review
in Dubai & the UAE
Understand whether your business processes match the obligations that apply to them. We support compliance reviews covering agreed policies, contractual requirements, and relevant regulatory responsibilities.
Support That Fits Your Requirements
Obligation mapping
List the requirements relevant to the agreed review scope.
Policy review
Check whether internal policies give staff clear and consistent guidance.
Evidence testing
Compare documented procedures with selected transactions and records.
Gap reporting
Describe exceptions and explain what management should review.
Corrective actions
Assign priorities, responsibilities, and realistic completion dates.
Follow-up support
Review evidence that agreed improvements have been implemented.
Requirements and Responsibilities
The review begins with a defined scope. We identify the requirements to assess, examine selected records and procedures, and explain any gaps with practical recommendations and an action plan.
Regulatory Mapping
Ensuring full alignment with regulatory expectations.
Remediation Action Plans
Driving continuous improvement and efficiency.
Requirements and Responsibilities
We agree the reporting or review objectives, the records to examine, and the deliverables before starting. Findings and outstanding questions are discussed with your finance team.
Reviewing Compliance Systems
List the requirements relevant to the agreed review scope.
Severe Penalties for Non-Compliance
Check whether internal policies give staff clear and consistent guidance.
Support for the Next Stage
Compare documented procedures with selected transactions and records.
Corporate Tax Registration
Get support with your UAE corporate tax registration. We review your entity details, organise the application information, and help you navigate the registration process through EmaraTax.
VAT Filing & Returns
Review the VAT treatment and supporting records relevant to your transactions, registration, or return preparation.
Mainland Company Formation
Compare the mainland activity, legal structure, and premises requirements before preparing the formation application.
Free Zone Setup
Compare licence activities, workspace arrangements, visa needs, and renewal costs before selecting a free zone.
Bank Account Assistance
Prepare company documents and business information for the bank’s review. Account opening remains subject to the bank’s own checks and decision.
Golden Visa Processing
Review the application route, supporting evidence, and authority requirements relevant to your circumstances. Approval is decided by the responsible authority.
ESR & UBO Compliance
Review beneficial ownership requirements and any historical ESR matters separately. ESR reporting was lifted for financial years ending after 31 December 2022.
Payroll & WPS Processing
Organise employee records and payroll information, then review the processing and payment requirements relevant to your workforce.
Business PRO Services
Organise the records and applications needed for the agreed administrative procedures and keep outstanding actions clear.
Clear Answers
Questions About This Service
Understand whether your business processes match the obligations that apply to them. We support compliance reviews covering agreed policies, contractual requirements, and relevant regulatory responsibilities. We agree the reporting or review objectives, the records to examine, and the deliverables before starting. Findings and outstanding questions are discussed with your finance team.
Protect Your Business from Penalties
Describe exceptions and explain what management should review.
Let’s Discuss Your Next Step
Tell us what you need, or contact our team directly.
+97156 5411227+971 56 326 3921info@royaltyconsulting.ae